Hazens Securities Regulation in a Nutshell, 10th (Nutshell Series) Thomas Lee Hazen

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Published: January 26th 2011

Kindle Edition

416 pages


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Hazens Securities Regulation in a Nutshell, 10th (Nutshell Series)  by  Thomas Lee Hazen

Hazens Securities Regulation in a Nutshell, 10th (Nutshell Series) by Thomas Lee Hazen
January 26th 2011 | Kindle Edition | PDF, EPUB, FB2, DjVu, talking book, mp3, RTF | 416 pages | ISBN: | 5.76 Mb

This title provides a comprehensive study guide on securities regulation, including citations to primary authority. This title provides an understanding of the basic content and organization of federal and state securities law. An authoritativeMoreThis title provides a comprehensive study guide on securities regulation, including citations to primary authority. This title provides an understanding of the basic content and organization of federal and state securities law.

An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application.

This edition includes recent developments such as the Securities and Exchange Commission?s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.



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